| An Introduction to the Securities Exchange Act of 1934 |
| In response to the stock market crash of 1929, Congress enacted the Securities Act of 1933 and the Securities Exchange Act of 1934. While the Securities Act governed the issuance of securities, the Securities Exchange Act regulated trading in the securities. More... |
| The Quiet Period Pending Securities Registration Statement Effectiveness |
| There is a "quiet period" between the time that a company files a registration statement with the Securities and Exchange Commission for a new public securities offering and the time that the Commission declares the registration statement effective. During the quiet period, referred to as the "waiting period" also, the company and related parties are prohibited by federal securities laws from releasing information to the public that could be construed as promoting sale of the securities covered by the as yet unapproved registration statement.More... |
| DIRECTOR'S DUTY OF LOYALTY |
| AN OVERVIEWMore... |
| Copyrights, Patents, and Trademarks Defined |
| Copyrights, patents, and trademarks can be among the most valuable assets of a business.More... |
| Exchange Listing and Delisting Requirements for Securities |
| Exchange Listing and Delisting Requirements for SecuritiesMore... |
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